Charter for a Human Commonwealth Fund

Preamble

“To give aid to every poor man is far beyond the reach and power of every man. Care of the poor is incumbent on society as a whole.” ~ Baruch Spinoza

To promote the welfare of every human being, we resolve to establish a Human Commonwealth Fund.

The Human Commonwealth Fund will be a collection of investments that pay dividends to every single human being alive.

Unlike a typical sovereign wealth fund, the Human Commonwealth Fund would be universal in scope. Every single human being alive is an equal shareholder.

While this fund does presume democratic, rule-of-law societies as the norm, every human being is an equal shareholder, regardless of their residence, government, or politics.

To provide a meaningful improvement in the quality of life for most human beings is an ambitious goal. However, it is quite likely that well before that occurs, the fund could make a significant difference in the lives of the hundreds of millions of people still living in poverty around the world. Further, it has been shown that sovereign wealth funds can promote a sense of solidarity among people across different divisions within their polity. Such broad human solidarity is sorely needed in the world in any age, not least our own.

Mission

The mission of the Human Commonwealth Fund is to broadly and directly share the economic benefits of productive work with every human.

Funding & Shareholders

Initially, the fund would draw revenue exclusively from voluntary donations. It may be that governments around the world elect to contribute some share of their tax revenues.

Every human being is an equal shareholder. In order to receive their dividend, shareholders must be registered.

Registration

Registration procedures will necessarily need to vary by locality and with changes in technology, but should include (where possible):

  1. Means of fund transfer (e.g. a bank account number or cash transfer application)
  2. Means of contact (to assist in ongoing audits to prevent fraud)
  3. Means of identification. This should include enough elements to assist in fraud prevention, such as:
    1. National identifying number (e.g. National Insurance in the UK or Social Security Number in the US)
    2. Photo identification (where possible and culturally appropriate)
    3. Biometric identification

B Shares

To bootstrap the fund, the fund would issue “B” shares in numbers determined prudent by the fund’s managers and governors (see Governance). These shares would be very low-risk, low-reward assets. Their investment goal would be to match the performance of a US Treasury bond (between .3% and 1% yield), or similar asset. Cash raised from B shares would be invested into the normal fund. Revenues would pay back shareholders at the note’s maturity date.

The influence of B shareholders would be tightly limited in scope. Aside from a vote for one position in the governing board and the maturity value of the note, B shares should not afford any benefits or privileges to their holder. B shares should not be transferable or tradeable. Upon death of the holder, B shares should immediately liquidate at their face value (prorated for premature maturation) into the holders’ estate as cash payments in the local currency. They are intended to be temporary fundraising measures, lasting no longer than the life of the shareholder. They are not intended as durable securities.

D Shares

For people who donate to the fund with no expectation of return, the fund will issue D shares. D shares will not pay interest. D Shareholders will also be members in the Senate. The term of D share membership will be twice that of the maximum B share time to maturity.

The fund’s governors may elect to set rules like a minimum investment required for both B & D shares.

Dividends

70% of profits1 should be eligible for annual disbursement to registered shareholders. However, not all eligible funds will necessarily be disbursed.

The amount of eligible funds to be disbursed would be a fraction of the total 70%. That fraction would be equal to the ratio of registered shareholders to eligible shareholders (i.e., the total human population). So, for example, if the fund had $1,000,000,000 under management, and the population of the world was 8 billion people, of whom 1 billion were registered, and the fund took in $50,000,000 in revenue that year:

In order to prevent needless transaction costs, disbursements would only be made once they reached a reasonably significant amount (say, $1 USD or equivalent).

Any revenues not disbursed will be reinvested into the fund’s portfolio. 5% of annual profits may be allocated to advertising or other activities intended to promote the fund such as registration drives, advertising, or similar.

No shareholder will be eligible for back-payments during times in which they were not registered or years in which disbursements did not rise to the minimum threshold. Shareholders who were unable to receive a disbursement due to war, political imprisonment, or other extenuating circumstances may be eligible for back payments at the discretion of the governors and subject to appropriate laws.

Lottery Disbursements

There will be some time between the fund’s inception and its ability to pay $1 or more to registered shareholders. During that time, every other year the fund should use 30% of its annual profits to make limited payments by lottery to registered shareholders. This should allow the fund to test and develop its payment infrastructure, promote registration, and raise awareness of the fund.

The lottery should be governed by the following rules:

  1. The lottery payment should amount to $50 USD. As such, the number of payments made would be limited to 30% of fund profits divided by $50.
  2. Profits made during the “gap” year should not be factored into the lottery payment.
  3. Previous lottery winners should not be eligible for winning again.
  4. Each lottery should be followed by an audit to review payments, expose and prosecute fraud, and propose improvements to the registration and disbursement processes.

Each lottery should aim to bolster the fund’s mission in some concrete way, such as:

  1. Making a payment in a new country
  2. Making a payment in a country where there was a failed audit to test improvements
  3. Establishing the credibility of the fund in regions where there is a high degree of skepticism about the fund’s mission

Given that, there should be some flexibility in the administration of the lottery (such as designating some awards for certain regions), subject to the preceding rules.

Governance Structure

The ultimate objective for the governance structure is to preserve the integrity of the fund. It is assumed to be inevitable that political rivalries, war, corruption, and other human failings will threaten the fund and its mission in various ways.

There would need to be two phases to the fund’s governance. The Provisional phase, while the fund is still growing, registering shareholders, and seeking enough partnerships to reach critical mass. Once those goals are reached, the fund would enter its Permanent phase.

Provisional Governance

The fund will need governance during its early days. During that time, it should be governed by a board of 7 members, chosen by the Provisional Senate, which will be composed of initial donors and contributors.

The provisional governors are not permitted to amend the charter. They are a temporary governing board, intended to provide needed oversight until permanent governance is established.

The provisional government should be replaced by the permanent government when all of the following conditions are met:

  1. The United Nations appoints its two governors
  2. The world bank appoints its governor
  3. 1% of the world’s population (as estimated by the UN’s World Population Division) are registered shareholders
  4. A mechanism is in place for the provisional governors to conduct a free and fair election from the registered shareholders
  5. The fund’s assets in total are valued at $1,000,000,000 (USD, 02022) or more
  6. A minimum of 25 members of the College of Monastics have agreed to serve as members

Permanent Governance

Under permanent governance, the fund is governed by a board of governors. These shall be:

The Senate

The HCWF senate exists as a body of supporters of the fund. They would not generally meet as a formal body, and the fund would not provide for expenses related to their communication beyond providing a secure voting platform wherein they could appoint their representatives to the board of Governors.

The senate shall be comprised of

B & D shareholder votes will be a one person, one vote system. Senators cannot increase their vote’s weight by buying more shares, nor could they increase it by buying a B share and making a donation to earn a D share.

Delegation

Individual Senators may, at their discretion, designate another person to act as their representative. Multiple Senators may delegate to the same person, who, on matters of voting, will vote on their behalf. In matters of voting, a delegate need not vote the same way, but may cast each vote that they represent independently in order to represent those for whom they act as delegate.

To prevent one person buying influence or simply accumulating majority voting power, the following rules apply to delegation:

  1. No vote to amend the charter may be made by delegation. Such votes must be made by a quorum of individual senators.
  2. No single delegate may ever hold a majority power vote in the Senate.
  3. No single delegate may ever represent more than 1% of the total voting power of the senate, except when the Senate’s total membership is less than 100 people. In that case, the limit shall be 10%.

Impeachment and Disbarment

A senator may need to have their voting powers removed. A delegate may need to be disbarred from acting as a delegate. Circumstances permitting impeachment or disbarment include:

  1. Vote buying or influence peddling
  2. Embezzlement or other forms of corruption
  3. Threats or coercion against other people
  4. Commission of high crimes

To remove a senator’s voting power or to disbar a delegate requires the following:

  1. A unanimous vote from the Board of Governors
  2. A supermajority vote of the Senate (75%) and one vote from a member of the Board of Governors

The Board of Governors

The duty of the governors shall be:

  1. To approve disbursements.
  2. To appoint the fund’s manager(s) and auditor(s) when there is a vacancy
  3. To approve fund-related initiatives, such as registration drives
  4. To represent the fund to the rest of the world and maintain relationships with governments, NGOs, and others who promote the Human Commonwealth.
  5. To provide rules for governing scenarios not covered by the charter, such as:
    1. Shareholders wish to receive their payments in a currency different from that of their sovereign state, possibly against the will of their local government.
    2. A person or group brings legal action against the fund for perceived grievance
    3. A sovereign state attempts to seize the fund’s assets, imprisons members of the governing board, or otherwise acts in ways that threaten the fund
    4. Disputes between sovereign nations leading to attempts by one or more actors to prevent disbursements, registrations, and donations
    5. A member of the Senate is revealed to be engaged in impeachable offenses (e.g., attempting to embezzle from the fund) or was appointed in some way illegitimate (e.g., a for-profit group has created a shell nonprofit in order to get a seat in the Senate, B shares were fraudulent or expired)
    6. Provide for disbursements on other planets or to humans living in space
    7. Determine eligibility criteria for membership in the fund of non-human populations (e.g. extraterrestrials, sentient synthetic life)
    8. …and any other future scenarios unforeseen by the fund’s charter requiring governance.
  6. To amend the fund’s charter, which may only be done by either:
    1. A unanimous vote of the board with a majority vote of the Senate
    2. A majority vote of the board, the Senate, and all registered shareholders
    3. An all-but-unanimous vote of the board (one hold out) and a 75% supermajority of the Senate

The College of Monastics

The College of Monastics is a group of people who have forsworn typical pursuit of wealth. They are intended to act as a check against corruption of the board of governors or the Senate.

Their sole power within the Human Commonwealth Fund is impeachment. A majority vote of all current members of the College of Monastics can remove any Senator from their office or any Board member from their office. Any person so removed is permanently disbarred from serving in the Senate, on the Board, or as an employee of the Human Commonwealth Fund, such as a fund manager.

Members of the College need not necessarily be religious. They must, however, be verified to be living a life deliberately distinct from ordinary pursuits of wealth. This verification would be conducted by members of the college and ratified by a committee of Senators.

Their duties must also permit the following:

  1. Travel or telecommunications to an annual meeting of the college

Once established, a new member can be initiated into the college by the following procedure:

  1. An existing member of the College, along with a Senator or Board Member, nominates the initiate for membership.
  2. The sitting members of the college vote to receive them as a fellow.

While members of the College may also serve in the Senate, no member of the College of Monastics is permitted to serve on the Board of Governors and maintain a membership in the College at the same time.

Fund Management

The absolute maximum for management expenditures of the fund should be 1 percent of assets under management, with a target of .07 percent (benchmark set by Norway’s sovereign wealth fund).

There should be appropriate ethical constraints, oversight, and auditing comparable to any similar institution and keeping with best practices from the financial sector and sovereign wealth funds around the globe.

While the fund managers are appointed by the board & somewhat constrained by rules set by the board, it is essential that they are reasonably insulated from political pressure. To that end, each fund manager will serve a seven year term. To remove them from management early or to reduce their pay requires a unanimous vote of the board and a majority vote of the Senate.

Appointment of a new fund manager requires a majority vote of the board.

In order to ensure continuous management of the fund, there ought to be at a minimum two managers at any given time whose terms expire in different years.

As the fund grows, it will become appropriate for it to subdivide its investments and their management.

A fund manager may not be a member of the Board, may not serve in the Senate, may not serve in the College of Monastics, and may not have a family member on the Board. For this purpose, a family member shall include a sibling, spouse, parent, grandparent or other ancestor, child, grandchild, or other descendant, aunt, uncle, or first cousin. Nor shall a fund manager live with a Board member, be an employee of a Board member, or employ a Board member.

Investment Strategy

The fund’s managers should have some discretion in order to adjust to changing times and meet the fund’s goal of a more united, just, and equitable world. Likewise, as assets grow or diminish in value, their relative percentages to one another may fluctuate. That said, the general allocation of investment revenues should be divided as follows:

As the fund grows, it will begin to make sense to manage each of the above subdivisions as a separate fund with distinct management. This may be done by amending the charter through the normal process.

Limits and Guardrails

There are real risks for perverse incentives to creep into the administration of the Human Commonwealth Fund. The larger the fund, the greater those risks become. To prevent those risks from skewing the purpose of the fund or encouraging bad actors into its governance, the following limits and guardrails must be followed.

  1. The fund cannot become majority shareholder in an enterprise without both the unanimous approval of the Board of Governors and majority approval of the Senate.
  2. For bonds or other debt instruments that the fund owns, they must be diverse enough that a majority of them are never concentrated in:
    1. Any single political entity
    2. Any single business entity
    3. Any single country

As a general rule, the Governors, Senators, and fund manager should avoid embroiling the Human Commonwealth Fund in external disputes, using the fund to manipulate the inner workings of firms, or to promote causes, however just, beyond the core mission of sharing the wealth of industrialized society with the whole of humanity.

The Human Commonwealth Fund is not a government, a religion, or a whole life’s purpose. It should not be treated as such or act as such.


  1. Profits here would mean the revenues from dividends and other investment returns minus any obligations the fund would have from repaying B shares and paying the fund manager(s).↩︎